Financial professionals and fiduciaries have an ethical duty to protect our clients from harm. Learn the various ways criminals are exploiting seniors and the role we play in helping prevent and report this abuse.
B5 – Our Fiduciary Duty: Protecting Elders From Financial Exploitation
Speakers
Jared Ong
Prudent Investors
Jared Ong oversees portfolio management, trading and technology for Prudent Investors. He has more than 15 years of experience working in the financial services industry and holds a Series 65 license. Before joining Prudent in 2010, Jared previously worked at Capital Group as a business systems analyst where he was integral in improving the trade operations group’s equity, fixed income, and foreign exchange trade processes.
Jared specializes in working with private trustees and professional fiduciaries and co-authored the guide Decoding the Uniform Prudent Investor Act. He is an active speaker and has presented to the Professional Fiduciaries Association of California (PFAC), the Probate Attorneys of San Diego (PASD), ACTEC, and various Estate Planning Councils in California. A graduate from Brigham Young University, Jared holds a bachelor’s in music and has obtained his CFP® certification. In his spare time, he enjoys composing and arranging music.
Jeremy Lau
Prudent Investors Network
https://www.prudentinvestors.com/
Jeremy Lau serves as the CEO of Prudent Investors. He frequently speaks on investment management and financial planning to professional fiduciaries and trust and estate attorneys around the country. Jeremy regularly advises fiduciaries on managing their clients’ assets and financial planning needs and also works with estate litigators as a financial expert witness. Before Prudent Investors he worked in senior roles in the investment banking industry in Tokyo and Hong Kong. He graduated in Accounting from Brigham Young University and has earned the right to use the Chartered Financial Analyst (CFA®) and Certified Financial Planner (CFP®) designations.